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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-03-10
  • MN RA
    APPROVED
    Since 2025-03-10

Branch Locations

Sartell, MN • United States

1765 Roosevelt Rd, St. Cloud, MN 56301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc St Cloud MN 09/2024 Present
Stearns County, Minnesota Saint Cloud MN 07/2024 08/2024
Clifton Larson Allen Saint Cloud MN 01/2023 06/2024
Unemployed Saint Cloud MN 05/2022 12/2022
Schlenner Wenner & Co. Saint Cloud MN 01/2022 04/2022
Saint John's University Collegeville MN 08/2018 05/2022
Cathedral High School Saint Cloud MN 08/2014 06/2018
Tenney Construction Saint Cloud MN 05/2019 09/2019
  • 09/2024 → Present
    St Cloud, MN
  • 07/2024 → 08/2024
    Stearns County, Minnesota
    Saint Cloud, MN
  • 01/2023 → 06/2024
    Clifton Larson Allen
    Saint Cloud, MN
  • 05/2022 → 12/2022
    Unemployed
    Saint Cloud, MN
  • 01/2022 → 04/2022
    Schlenner Wenner & Co.
    Saint Cloud, MN
  • 08/2018 → 05/2022
    Saint John's University
    Collegeville, MN
  • 08/2014 → 06/2018
    Cathedral High School
    Saint Cloud, MN
  • 05/2019 → 09/2019
    Tenney Construction
    Saint Cloud, MN
Other Businesses

Real Estate Ownership; Single Family; 102 3rd Ave N, , Waite Park, MN, 56387; Not Investment-Related; 01/01/2024. Business Ownership; Tyler's Lawn Care; Owner; I own and operate a small lawn care business in the summer and fall.; 319 15th Ave N, , Sartell, MN, 56377; Not Investment-Related; 05/28/2018; 1 to 9 hours per month; 0 during trading hours / Tyler's Tax Prep; Owner; Tax Preparation; 319 15th Ave N, , Sartell, MN, 56377; Not Investment-Related; 03/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Oasis; I am an Associate Financial Advisor of St. Cloud Financial Planning that is paid by Oasis.; Manage advisory business; 2054 Vista Pkwy, , West Palm Beach, FL, 33411; Investment-Related; 09/03/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-07
  • S66 Uniform Combined State Law Examination
    2025-03-07

View on SEC IAPD

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