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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-12-05
TX RA APPROVED_RES 2025-02-24
GA RA APPROVED 2025-01-15
  • DC RA
    APPROVED
    Since 2025-12-05
  • TX RA
    APPROVED_RES
    Since 2025-02-24
  • GA RA
    APPROVED
    Since 2025-01-15

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Duluth GA 08/2024 Present
New American Funding Annapolis MD 01/2024 07/2024
South River Mortgage Annapolis MD 12/2022 09/2023
Freedom Mortgage Corporation Columbia MD 08/2021 11/2022
Newday Usa Financial Llc Fulton MD 01/2019 02/2021
Yelp Washington DC 06/2018 01/2019
All Traffic Solutions Herndon VA 08/2017 04/2018
Sales Inc. Duluth GA 10/2016 08/2017
Bestbuy Athens GA 03/2016 01/2018
Unemployed Fulton MD 02/2021 08/2021
Unemployed Annapolis MD 09/2023 01/2024
Bank Of America, N.A. Duluth GA 10/2024 Present
  • 08/2024 → Present
    Duluth, GA
  • 01/2024 → 07/2024
    New American Funding
    Annapolis, MD
  • 12/2022 → 09/2023
    South River Mortgage
    Annapolis, MD
  • 08/2021 → 11/2022
    Freedom Mortgage Corporation
    Columbia, MD
  • 01/2019 → 02/2021
    Newday Usa Financial Llc
    Fulton, MD
  • 06/2018 → 01/2019
    Yelp
    Washington, DC
  • 08/2017 → 04/2018
    All Traffic Solutions
    Herndon, VA
  • 10/2016 → 08/2017
    Sales Inc.
    Duluth, GA
  • 03/2016 → 01/2018
    Bestbuy
    Athens, GA
  • 02/2021 → 08/2021
    Unemployed
    Fulton, MD
  • 09/2023 → 01/2024
    Unemployed
    Annapolis, MD
  • 10/2024 → Present
    Bank Of America, N.A.
    Duluth, GA
Other Businesses

I*1983264, Entity For Profit, Publicly Traded, Name: UBER Not Investment Related No Address: San Francisco, California Nature: Business or Industry Organization Position: Employee Title, or relationship: Delivery driver Employee Start date: 01-Feb-2024 Approximate number of hours: 10 Weekly Number of hours you devote during securities trading hours: 0 Briefly describe your duties: food delivery and transportation driver I*: 2555264 Entity Type: For Profit, Publicly Traded Name of OBA: Doordash Address: San Francisco, CA 94107 Investment Related: No Position, Title, Association: Employee Employee Start Date: 6/14/2025 Number of Hours: 15 hrs wkly Number of Hours during trading: 0 Duties: Deliver food to customers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-13
  • S66 Uniform Combined State Law Examination
    2025-01-13
Other Names
  • Rakeem L Morris

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