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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-09-19
  • WI RA
    APPROVED
    Since 2025-09-19

Branch Locations

Waukesha, WI • United States

901 3Rd Ave S, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Brookfield WI 08/2024 Present
Cellular Sales Of Knoxville Inc. Waukesha WI 08/2021 07/2024
Unemployed Waukesha WI 06/2021 08/2021
Carroll University Waukesha WI 06/2017 06/2021
Unemployed Waukesha WI 07/2024 08/2024
Monroe High School Monroe WI 06/2013 06/2017
Panera Bread Llc Pewaukee WI 02/2020 03/2021
  • 08/2024 → Present
    Brookfield, WI
  • 08/2021 → 07/2024
    Cellular Sales Of Knoxville Inc.
    Waukesha, WI
  • 06/2021 → 08/2021
    Unemployed
    Waukesha, WI
  • 06/2017 → 06/2021
    Carroll University
    Waukesha, WI
  • 07/2024 → 08/2024
    Unemployed
    Waukesha, WI
  • 06/2013 → 06/2017
    Monroe High School
    Monroe, WI
  • 02/2020 → 03/2021
    Panera Bread Llc
    Pewaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-18
  • S66 Uniform Combined State Law Examination
    2025-09-18

View on SEC IAPD

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