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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-24
RI RA APPROVED 2025-03-17
  • TX RA
    APPROVED
    Since 2025-03-24
  • RI RA
    APPROVED
    Since 2025-03-17

Branch Locations

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 08/2024 Present
West Bay Ri Warwick RI 04/2024 Present
Unemployed Johnston RI 09/2023 04/2024
Hexagon Manufacturing Intelligence North Kingstown RI 03/2022 09/2023
At&T Lincoln RI 07/2019 03/2022
University Of New Haven West Haven CT 08/2015 05/2019
University Of New Haven - Center For Student Success West Haven CT 03/2017 05/2019
Lincoln Woods State Park Lincoln RI 06/2014 07/2017
  • 08/2024 → Present
    Lincoln, RI
  • 04/2024 → Present
    West Bay Ri
    Warwick, RI
  • 09/2023 → 04/2024
    Unemployed
    Johnston, RI
  • 03/2022 → 09/2023
    Hexagon Manufacturing Intelligence
    North Kingstown, RI
  • 07/2019 → 03/2022
    At&T
    Lincoln, RI
  • 08/2015 → 05/2019
    University Of New Haven
    West Haven, CT
  • 03/2017 → 05/2019
    University Of New Haven - Center For Student Success
    West Haven, CT
  • 06/2014 → 07/2017
    Lincoln Woods State Park
    Lincoln, RI
Other Businesses

I*: 1989284 Name: West Bay RI Not Investment related No Address: Warwick, Rhode Island Nature: Civic League or Social Welfare Organization Your position: Employee Title, or relationship: Employee Start date: 04/22/2024 Approximate number of hours: 15 Weekly Number of hours you devote during securities trading hours: 0 Briefly describe your duties: Taking care of people with DID, Supported Living Program. providing assistance in daily life and in the community

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-14
  • S66 Uniform Combined State Law Examination
    2025-03-14
Other Names
  • Seun Shittu

View on SEC IAPD

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