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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-19
NJ RA APPROVED 2024-12-18
  • TX RA
    APPROVED
    Since 2024-12-19
  • NJ RA
    APPROVED
    Since 2024-12-18

Branch Locations

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 08/2024 Present
Re/Max Tri County Hamilton Square NJ 10/2020 08/2024
Vaspro Realty Llc Hamilton NJ 06/2018 08/2024
Amtrak National Railroad Corp New York City NY 03/2014 05/2018
United States Marine Corps Reserve Fort Dix NJ 08/2012 08/2018
Mercer County Community College West Windsor NJ 06/2018 05/2022
Rutgers University New Brunswick NJ 09/2022 05/2024
Bank Of America, N.A. Pennington NJ 02/2026 Present
  • 08/2024 → Present
    Pennington, NJ
  • 10/2020 → 08/2024
    Re/Max Tri County
    Hamilton Square, NJ
  • 06/2018 → 08/2024
    Vaspro Realty Llc
    Hamilton, NJ
  • 03/2014 → 05/2018
    Amtrak National Railroad Corp
    New York City, NY
  • 08/2012 → 08/2018
    United States Marine Corps Reserve
    Fort Dix, NJ
  • 06/2018 → 05/2022
    Mercer County Community College
    West Windsor, NJ
  • 09/2022 → 05/2024
    Rutgers University
    New Brunswick, NJ
  • 02/2026 → Present
    Bank Of America, N.A.
    Pennington, NJ
Other Businesses

I*1990266, Entity For Profit, Name of the other businessVaspro Realty LLC Whether the business is investment-relatedNoAddress of the other businessHamilton, NJ 08619Nature of the other businessReal Estate Holding Company Your positionOwnerTitle, or relationship with the other businessOwnerStart date of your relationship06/2018Approximate number of hours/months you devote to the other business0Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessNone, my spouse is currently handling all my affairs in respect to business day to day operations and activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-17
  • S66 Uniform Combined State Law Examination
    2024-12-17

View on SEC IAPD

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