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Thomas David Perrone

LPl Enterprise, LLC

Kalamazoo, MI

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-11-14
MI RA APPROVED 2024-11-14
  • IN RA
    APPROVED
    Since 2024-11-14
  • MI RA
    APPROVED
    Since 2024-11-14

Branch Locations

3018 Oakland Dr Suite A, Kalamazoo, MI 49008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Farmington Hills MI 05/2016 03/2020
Mml Investors Services, Llc Farmington Hills MI 07/2016 03/2020
Pruco Securities, Llc. Portage MI 03/2020 11/2024
Prudential Insurance Company Of America Portage MI 03/2020 Present
Lpl Enterprise, Llc Troy MI 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-19
  • S66 Uniform Combined State Law Examination
    2005-07-19
Other Names
  • Thomas D Perrone

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