Sayed Abdulrahman Al-refai

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-05-26
TX	RA	APPROVED	2024-12-19
NJ	RA	APPROVED	2024-12-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	08/2024	Present
Nbk Capital	Kuwait		06/2022	07/2022
Pace University	New York	NY	09/2019	06/2022
Pace University	New York	NY	07/2022	05/2023
Georgetown University	Washington	DC	08/2023	08/2024
Unemployed	New York	NY	05/2023	08/2023
Al-Bayan Bilingual School	Kuwait		08/2015	06/2019
Unemployed	New York	NY	06/2019	09/2019
Bank Of America, N.A.	New York	NY	07/2026	Present

08/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
06/2022 → 07/2022

Nbk Capital

Kuwait
09/2019 → 06/2022

Pace University

New York, NY
07/2022 → 05/2023

Pace University

New York, NY
08/2023 → 08/2024

Georgetown University

Washington, DC
05/2023 → 08/2023

Unemployed

New York, NY
08/2015 → 06/2019

Al-Bayan Bilingual School

Kuwait
06/2019 → 09/2019

Unemployed

New York, NY
07/2026 → Present

Bank Of America, N.A.

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-17