Anthony Gerald Gaston

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-12-03
NY	RA	APPROVED	2024-11-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Brooklyn	NY	05/2023	Present
Bank Of America N.A	Brooklyn	NY	04/2023	07/2024
Gardaworld	Brooklyn	NY	03/2021	04/2021
G4S	New York	NY	04/2021	07/2021
U.S Census Bureau	Long Island	NY	08/2020	11/2020
H&M	Garden City	NY	07/2018	08/2019
Saint Francis College	Brooklyn	NY	08/2015	07/2018
Unemployed	New York	NY	09/2019	07/2020
Unemployed	Lynbrook	NY	12/2020	02/2021
Online Courses	Lynbrook	NY	08/2021	07/2022
Capital One	New York	NY	08/2022	04/2023
Target	Valley Stream	NY	11/2021	11/2021
Molloy	Rockville	NY	01/2019	08/2019
Bank Of America, N.A.	Brooklyn	NY	09/2024	Present

05/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brooklyn, NY
04/2023 → 07/2024

Bank Of America N.A

Brooklyn, NY
03/2021 → 04/2021

Gardaworld

Brooklyn, NY
04/2021 → 07/2021

G4S

New York, NY
08/2020 → 11/2020

U.S Census Bureau

Long Island, NY
07/2018 → 08/2019

H&M

Garden City, NY
08/2015 → 07/2018

Saint Francis College

Brooklyn, NY
09/2019 → 07/2020

Unemployed

New York, NY
12/2020 → 02/2021

Unemployed

Lynbrook, NY
08/2021 → 07/2022

Online Courses

Lynbrook, NY
08/2022 → 04/2023

Capital One

New York, NY
11/2021 → 11/2021

Target

Valley Stream, NY
01/2019 → 08/2019

Molloy

Rockville, NY
09/2024 → Present

Bank Of America, N.A.

Brooklyn, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-10