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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-28
MD RA APPROVED 2024-10-30
  • TX RA
    APPROVED
    Since 2025-02-28
  • MD RA
    APPROVED
    Since 2024-10-30

Branch Locations

20670 Seneca Meadows Pkwy, Germantown, MD 20876 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 08/2022 Present
Nestle Nespresso Usa Bethesda MD 02/2017 08/2022
Starbucks, Inc Potomac MD 09/2012 02/2017
Bank Of America, N.A. Columbia MD 09/2024 Present
Other Businesses

I*3979271 Entity Type: N/A Name of OBA: The D G H & C F H Revocable Living Trust Address: Holland, Michigan, 49423 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 03/09/2026 Number of Hours: 0, Weekly Number of Hours during trading: 0, Weekly Duties: Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-29
  • S66 Uniform Combined State Law Examination
    2024-10-29

View on SEC IAPD

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