Uchechukwu Franklin Obi

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Missouri City, TX
• 01/2009 → 07/2017
  Zenith Bank Plc
  Port Harcourt
• 07/2017 → 11/2018
  Unemployed
  Houston, TX
• 11/2018 → 01/2019
  Nov Fiberglass
  Houston, TX
• 10/2024 → Present
  Bank Of America, N.A.
  Missouri City, TX

Other Businesses

I*1987316 Entity Type: Entity For Profit,Entity Publicly Traded Name of OBA: LYFT Address:San Francisco California Investment Related:No Position, Title, Association:Consultant/Independent Contractor Start Date:06/01/2021 No Hours: 2 Weekly No Hours during trading:0 Duties:I drive for lyft on some sundays. picking up client from one destination and dropping them off at any other destination of their choice. I*1989293 Entity Type: Entity For Profit Name of OBA: SPARK DRIVER Address:iowa colony Texas Investment Related:No Position, Title, Association:Consultant/Independent Contractor Start Date:01/01/2020 No Hours: 3 Weekly No Hours during trading:0 Duties:on Sunday afternoons, i pick up groceries orders from a Walmart location and deliver it at the addresses of the people who placed the orders

Exams

• S66 Uniform Combined State Law Examination
  2023-04-19