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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-13
  • TX RA
    APPROVED
    Since 2026-04-13

Branch Locations

Farmers Branch, TX • United States

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 08/2024 03/2026
Regency Insurance Group Bonita Springs FL 06/2023 03/2024
Abm Industries / Gca Production Services Inc Irving TX 04/2024 Present
Home Health Personal Family Member / Home Care Services Arlington TX 03/2021 07/2023
Geel Convoy Inc Grand Prairie TX 11/2019 02/2021
Aaa Dealers Insurance Arlington TX 01/2012 05/2018
Unemployed Arlington TX 10/2018 06/2019
Bridgepoint Insurance Solutions Allen TX 05/2018 10/2018
Lucid Private Offices Management Dallas TX 02/2022 03/2022
Louis Vuitton North America Irving TX 06/2019 08/2019
Yns Insurance Agency Fort Worth TX 06/2021 08/2024
Tiaa Frisco TX 04/2026 Present
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 04/2026 Present
  • 08/2024 → 03/2026
    Fort Worth, TX
  • 06/2023 → 03/2024
    Regency Insurance Group
    Bonita Springs, FL
  • 04/2024 → Present
    Abm Industries / Gca Production Services Inc
    Irving, TX
  • 03/2021 → 07/2023
    Home Health Personal Family Member / Home Care Services
    Arlington, TX
  • 11/2019 → 02/2021
    Geel Convoy Inc
    Grand Prairie, TX
  • 01/2012 → 05/2018
    Aaa Dealers Insurance
    Arlington, TX
  • 10/2018 → 06/2019
    Unemployed
    Arlington, TX
  • 05/2018 → 10/2018
    Bridgepoint Insurance Solutions
    Allen, TX
  • 02/2022 → 03/2022
    Lucid Private Offices Management
    Dallas, TX
  • 06/2019 → 08/2019
    Louis Vuitton North America
    Irving, TX
  • 06/2021 → 08/2024
    Yns Insurance Agency
    Fort Worth, TX
  • 04/2026 → Present
    Tiaa
    Frisco, TX
  • 04/2026 → Present
    Frisco, TX
Previous Registrations
Other Businesses

Name: Yafii Management LLC Position: Owner Nature: Property Management of residential and commercial buildings Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 12/12/2022 Address: 539 W Commerce St, PMB 5307, Dallas TX 75208, United States Description: None

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-28
  • S66 Uniform Combined State Law Examination
    2025-01-28
Other Names
  • Hanna Ali Alyafai
  • Hanna Alyafai

View on SEC IAPD

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