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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-14 |
| VA | RA | APPROVED | 2024-11-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 11/2021 | Present |
| Unemployed | Springfield | VA | 07/2021 | 10/2021 |
| Esli Inc. | Pochoen-Si | 04/2019 | 06/2021 | |
| Bank Of America | Springfield | VA | 05/2017 | 03/2019 |
| Jade Snow Inc. | Los Angeles | CA | 01/2014 | 03/2017 |
| Unemployed | Los Angeles | CA | 04/2017 | 04/2017 |
| Yellow Bag Cleaners | Gaithersburg | MD | 05/2016 | 09/2016 |
| Bank Of America, N.A. | Vienna | VA | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-26 |
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