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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-25
  • TX RA
    APPROVED
    Since 2024-10-25

Branch Locations

14999 Preston Rd, Dallas, TX 75254 • United States

11868 Preston Rd, Dallas, TX 75230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frisco TX 02/2017 Present
Bank Of America, N.A. Dallas TX 02/2017 08/2024
Best Buy Plano TX 10/2016 01/2017
Unemployed Dallas TX 01/2017 02/2017
Unemployed Dallas TX 08/2016 10/2016
Bank Of America, N.A. Frisco TX 09/2024 Present
  • 02/2017 → Present
    Frisco, TX
  • 02/2017 → 08/2024
    Bank Of America, N.A.
    Dallas, TX
  • 10/2016 → 01/2017
    Best Buy
    Plano, TX
  • 01/2017 → 02/2017
    Unemployed
    Dallas, TX
  • 08/2016 → 10/2016
    Unemployed
    Dallas, TX
  • 09/2024 → Present
    Bank Of America, N.A.
    Frisco, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-18
  • S66 Uniform Combined State Law Examination
    2024-04-18

View on SEC IAPD

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