Garry Argueta

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 02/2018
  City National Bank
  Ontario, CA
• 11/2018 → 08/2024
  Cm & Associates
  Upland, CA
• 06/2023 → 08/2024
  Aaa Life
  Chino, CA
• 02/2018 → 11/2018
  Pacific Premier Bank
  Riverside, CA
• 09/2024 → 08/2025
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 08/2024 → 08/2025
  Northwestern Mutual Investment Services Llc
  Ontario, CA
• 08/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Irvine, CA
• 08/2025 → Present
  J.P. Morgan Securities Llc
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2025-09-26
• S63 Uniform Securities Agent State Law Examination
  2025-07-11

Other Names

• Garry Argueta
• Garry Efrain Argueta