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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-07-16 |
| TX | RA | APPROVED | 2025-07-16 |
Branch Locations
8910 U.S. 31 South, Indianapolis, IN 46227 • United States
3721 South East Street, Indianapolis, IN 46227 • United States
3451 Kentucky Avenue, Indianapolis, IN 46221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carmax | Indianapolis | IN | 09/2015 | 02/2021 |
| Pruco Securities, Llc. | Indianapolis | IN | 06/2020 | 11/2024 |
| Prudential Insurance Company Of America | Indianapolis | IN | 10/2020 | 06/2025 |
| Lpl Enterprise, Llc | Indianapolis | IN | 11/2024 | 06/2025 |
| J.P. Morgan Securities Llc | Indianapolis | IN | 06/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Indianapolis | IN | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-23 |
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