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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-05-19 |
Branch Locations
Lewisville, NC • United States
300 North Greene Street Suite 900, Greensboro, NC 27401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Greensboro | NC | 09/2025 | Present |
| Mml Investors Services, Llc | Greensboro | NC | 03/2026 | Present |
| Northwestern Mutual Insurance Company | Winston Salem | NC | 08/2024 | 08/2025 |
| Unemployed | Lewisville | NC | 08/2025 | 09/2025 |
| Unemployed | Lewisville | NC | 03/2024 | 08/2024 |
| Teksystems | Greensboro | NC | 02/2015 | 03/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-04 |
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