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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-19
  • TX RA
    APPROVED
    Since 2025-09-19

Branch Locations

800 Capitol St, Houston, TX 77002 • United States

1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc South Jordan UT 06/2016 03/2017
Morgan Stanley Services Group Inc. South Jordan UT 03/2017 03/2017
Morgan Stanley Houston TX 03/2019 08/2025
Geico Katy TX 06/2017 03/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 08/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-22
S63 Uniform Securities Agent State Law Examination 2005-08-19
  • S66 Uniform Combined State Law Examination
    2019-07-22
  • S63 Uniform Securities Agent State Law Examination
    2005-08-19
Other Names
  • Gilbert R Montoya
  • Gilbert R Montoya
  • Gilbert R Montoya
  • Gilbert Ramon Montoya
  • Gilbert Ramon Montoya

View on SEC IAPD

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