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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-29 |
| VA | RA | APPROVED | 2025-02-12 |
Branch Locations
11827 Canon Blvd Suite 100, Newport News, VA 23606 • United States
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Brokerage Services, Inc | Fort Worth | TX | 08/2024 | 02/2025 |
| U.S. Army, Department Of Defense | Newport News | VA | 01/2002 | 11/2024 |
| Carmax | Newport News | VA | 01/2025 | 05/2025 |
| First Command Brokerage Services, Inc. | Fort Worth | TX | 02/2025 | Present |
| First Command Advisory Services, Inc. | Fort Worth | TX | 02/2025 | Present |
| First Command Insurance Services, Inc. | Fort Worth | TX | 02/2025 | Present |
Name of the other business: RUGGALUFFAGUS PRODUCTIONS LLC Whether the business is investment-related: No Address of the other business: 114 EARL ST, SEAFORD, VA, 23696 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner/Digital Creator The start date of your relationship: Mar 13, 2023 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: 21 to 40 Briefly describe your duties relating to the other business: This is a personal business (sole proprietorship, LLC) that I am developing to work towards a passive income stream. I leverage several different media forms to assist individuals with their professional, leadership, growth mindset, etc. The business mainly uses Instagram and Amazon to link customers/consumers/clients to information and products to assist with their journey. There is potential to complete some consulting work with individual clients. The business was started in March 2023 and is not yet profitable.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-27 |
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