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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-11-10 |
Branch Locations
Hawthorn Woods, IL • United States
2150 E. Lake Cook Road Suite 405, Buffalo Grove, IL 60089-8224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Buffalo Grove | IL | 02/2025 | Present |
| Northwestern Mutual | Barrington | IL | 10/2024 | 01/2025 |
| Emc Capital Advisors Llc | Bannockburn | IL | 06/2023 | 08/2023 |
| Clemson University | Clemson | SC | 08/2020 | 05/2024 |
| Carmel Catholic High School | Mundelein | IL | 08/2016 | 05/2020 |
| Little Joey's Pizza & Pasta | Hawthorn Woods | IL | 11/2019 | 07/2023 |
| Unemployed | Hawthorn Woods | IL | 06/2024 | 09/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-10 |
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