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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-05-30
  • PA RA
    APPROVED
    Since 2025-05-30

Branch Locations

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Bensalem PA 04/2024 08/2024
Equitable Advisors, Llc New York NY 08/2024 03/2025
Biovid Corporation Bristol PA 05/2021 04/2023
Biovid Corporation Bristol PA 04/2023 03/2024
Mon Cheri Bridals Trenton NJ 12/2021 01/2022
Mon Cheri Bridals Trenton NJ 06/2019 08/2019
Temple University Philadelphia PA 09/2019 05/2023
Airquilo Bensalem PA 05/2020 08/2020
Unemployed Bensalem PA 08/2014 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 05/2025 Present
Bank Of America, N.A. Philadelphia PA 07/2025 Present
  • 04/2024 → 08/2024
    Unemployed
    Bensalem, PA
  • 08/2024 → 03/2025
    New York, NY
  • 05/2021 → 04/2023
    Biovid Corporation
    Bristol, PA
  • 04/2023 → 03/2024
    Biovid Corporation
    Bristol, PA
  • 12/2021 → 01/2022
    Mon Cheri Bridals
    Trenton, NJ
  • 06/2019 → 08/2019
    Mon Cheri Bridals
    Trenton, NJ
  • 09/2019 → 05/2023
    Temple University
    Philadelphia, PA
  • 05/2020 → 08/2020
    Airquilo
    Bensalem, PA
  • 08/2014 → 05/2019
    Unemployed
    Bensalem, PA
  • 05/2025 → Present
    Philadelphia, PA
  • 07/2025 → Present
    Bank Of America, N.A.
    Philadelphia, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-21
  • S66 Uniform Combined State Law Examination
    2024-11-21
Other Names
  • Connor Warwick
  • Joseph Connor Warwick
  • Joseph C Warwick

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