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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-02-17 |
| TX | RA | APPROVED | 2025-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 08/2012 | 12/2016 |
| Bank Of America, N.A. | Houston | TX | 01/2013 | 12/2016 |
| Unemployed | Spring | TX | 11/2016 | 11/2018 |
| Mmnts, Inc. | Midland | TX | 05/2024 | 01/2025 |
| L4C Advisory | Miami | FL | 02/2017 | 01/2025 |
| Mk Builders Of West Texas | Midland | TX | 11/2018 | 05/2023 |
| Sanctuary Advisors Llc | Lawrence | KS | 01/2025 | Present |
1. Name: Rice University Position: Employee Nature: University staff Investment Related: No Hours: 8 Securities Trading Hours: 4 Start Date: 07/01/2025 Address: 6100 Main St, Houston TX 77005, United States Description: Guest teacher 2.Name: Midland Festival Ballet Position: Treasurer Nature: Ballet school and company. Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 08/01/2023 Address: 4410 N Midkiff Rd, Suite C-1, Midland TX 79705, United States Description: Attend board meetings, participate in votes, and review financial statements
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-15 |
| S66 | Uniform Combined State Law Examination | 2012-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-20 |
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