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Emmett Derome

Mml Investors Services, LLC

New Castle, DE

Philadelphia, PA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-05-22
PA RA APPROVED 2025-05-22
  • DE RA
    APPROVED
    Since 2025-05-22
  • PA RA
    APPROVED
    Since 2025-05-22

Branch Locations

15 Reads Way Suite 210, New Castle, DE 19720 • United States

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Warrington PA 07/2024 11/2024
Central Rock Gym Glastonbury CT 08/2020 06/2024
Rock Spot Climbing Lincoln RI 05/2017 07/2020
Petco Clinton CT 02/2017 06/2018
Mount Desert Oceanarium Bar Harbor ME 06/2016 10/2016
Unemployed Madison CT 10/2016 02/2017
The Prudential Insurance Company Of America Warrington PA 10/2024 05/2025
Lpl Enterprise, Llc Warrington PA 11/2024 05/2025
Mml Investors Services, Llc Bala Cynwyd PA 05/2025 Present
Massmutual Life Insurance Co Bala Cynwyd PA 05/2025 Present
  • 07/2024 → 11/2024
    Pruco Securities Llc
    Warrington, PA
  • 08/2020 → 06/2024
    Central Rock Gym
    Glastonbury, CT
  • 05/2017 → 07/2020
    Rock Spot Climbing
    Lincoln, RI
  • 02/2017 → 06/2018
    Petco
    Clinton, CT
  • 06/2016 → 10/2016
    Mount Desert Oceanarium
    Bar Harbor, ME
  • 10/2016 → 02/2017
    Unemployed
    Madison, CT
  • 10/2024 → 05/2025
    The Prudential Insurance Company Of America
    Warrington, PA
  • 11/2024 → 05/2025
    Lpl Enterprise, Llc
    Warrington, PA
  • 05/2025 → Present
    Mml Investors Services, Llc
    Bala Cynwyd, PA
  • 05/2025 → Present
    Massmutual Life Insurance Co
    Bala Cynwyd, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-11
  • S66 Uniform Combined State Law Examination
    2024-10-11
Other Names
  • Emily Derome

View on SEC IAPD

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PNC WEALTH MANAGEMENT LLC
CITIZENS SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

MICHAEL LESLIE
Joshua B Misso
Elvis Julian Phillips
William Thomas Williamson
DONALD STEWART RATLEDGE
Michael Profit
MATTHEW MICHAEL STRANIX
Paul MacDonald

Other Offices

VOYA FINANCIAL ADVISORS, INC. · NEW CASTLE, DE
CITIGROUP GLOBAL MARKETS INC. · New Castle, DE
BLUE DIAMOND FINANCIAL GROUP, LLC · NEW CASTLE, DE
PNC WEALTH MANAGEMENT LLC · NEW CASTLE, DE
CITIZENS SECURITIES, INC. · NEW CASTLE, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Newcastle, DE
J.P. MORGAN SECURITIES LLC · Newark, DE
AMERIPRISE FINANCIAL SERVICES, LLC · WILMINGTON, DE

More in New Castle, DE

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