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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-10-06 |
| TX | RA | APPROVED | 2025-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Houchens Lawncare And Landscape | Dry Ridge | KY | 03/2019 | 08/2023 |
| Front Runner Investments | Lexington | KY | 05/2024 | 07/2024 |
| K5 Capital Group | Lexington | KY | 09/2022 | 04/2024 |
| Lexington Sporting Club | Lexington | KY | 05/2023 | 07/2023 |
| Fidelity Investments | Covington | KY | 08/2024 | Present |
| University Of Kentucky | Lexington | KY | 08/2021 | 05/2024 |
| Williamstown Jr Sr High School | Williamstown | KY | 03/2014 | 05/2021 |
OBA-131585|OrgNmn:Real Estate|Org Addr:Williamsto,Kentucky,US|OBA Nature:Real Estate Partnership |Invst Rel:Y|Title:Partner|Duties:property management |StrtDt:|TotHrs/mon:2|TrdHrs/mon:0|OBA-115925|OrgNmn:Houchens Real Estate |Org Addr:Dry Ridge ,Kentucky,US|OBA Nature:Rental Property |Invst Rel:Y|Title:Sole Proprietor|Duties:Property management|StrtDt:|TotHrs/mon:5|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-08 |
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