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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-02-03 |
| TX | RA | APPROVED | 2026-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Campbell County Schools | Alexandria | KY | 01/2017 | 02/2024 |
| Education At Work | Phoenix | AZ | 07/2023 | 06/2024 |
| Hickory Sticks Golf Club | California | KY | 07/2021 | 07/2023 |
| Abm | Cincinnati | OH | 07/2021 | 09/2021 |
| Home Depot | Cold Spring | KY | 10/2022 | 07/2023 |
| Fidelity Investments | Covington | KY | 08/2024 | Present |
| Northern Kentucky University | Highland Heights | KY | 08/2021 | 05/2024 |
| Campbell County High School | Alexandria | KY | 08/2017 | 05/2021 |
| Campbell County Middle School | Alexandria | KY | 08/2014 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2025-02-12 |
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