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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
11 Sunflower Avenue Suite 2000, Paramus, NJ 07652 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Piscataway | NJ | 06/2005 | 03/2017 |
| Mml Investors Services, Llc | Iselin | NJ | 03/2017 | 09/2024 |
| Massmutual Life Insurance Co | Iselin | NJ | 07/2016 | 09/2024 |
| The Prudential Insurance Company Of America | Paramus | NJ | 09/2024 | Present |
| Pruco Securities Llc | Paramus | NJ | 09/2024 | 11/2024 |
| Lpl Enterprise, Llc | Paramus | NJ | 11/2024 | Present |
1) 12/12/2024 - On Point Strategic Planning, LLC - I market my business as a Veteran Owned business - DBA for LPL Business (entity for LPL business) - Inv Related - At Paramus, NJ - Start Date 04/16/2019 - 160hrs/mth - 160hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-12 |
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