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Marissa M Garza

Morgan Stanley

Saratoga Springs, NY

CRD 7974598

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-22
NY RA APPROVED 2026-05-14
  • TX RA
    APPROVED
    Since 2026-05-22
  • NY RA
    APPROVED
    Since 2026-05-14

Branch Locations

340 Broadway 2Nd Floor, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Saratoga Springs NY 09/2024 Present
Nanny Saratoga Springs NY 10/2018 Present
Tushita Heaven Saratoga Springs NY 07/2016 10/2017
The Center For Disability Services Albany NY 01/2018 10/2020
  • 09/2024 → Present
    Saratoga Springs, NY
  • 10/2018 → Present
    Nanny
    Saratoga Springs, NY
  • 07/2016 → 10/2017
    Tushita Heaven
    Saratoga Springs, NY
  • 01/2018 → 10/2020
    The Center For Disability Services
    Albany, NY
Other Businesses

*682 - Art/Culture; Investment related: No; Ballston Spa, New York; Art/Culture; Artist/Etsy Shop (proprietor, partner, officer, director, employee, trustee, agent); 03/2025; During business hours: 0; After business hours: 10; Sales/Marketing, Customer Service, I would like to reopen my Etsy shop "MarissaMcNuttArt" and have an upcoming summer art show that will have a painting for sale. My shop is still visible but in vacation mode and unable to receive orders.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-13
  • S66 Uniform Combined State Law Examination
    2026-05-13
Other Names
  • Marissa Ann Mcnutt

View on SEC IAPD

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