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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-12 |
| FL | RA | APPROVED | 2024-10-02 |
Branch Locations
701 Brickell Ave, Miami, FL 33131 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 08/2024 | Present |
| Cleveland Clinic Florida | Weston | FL | 04/2012 | 06/2024 |
| Bank Of America, N.A. | Miami | FL | 10/2024 | Present |
I*1970275, Entity Type: Profit, Name of OBA: Bowden Industrial Holdings LLC Address: Dickinson, North Dakota 56801 Investment Related: No Position, Title, Association: Owner Employee Start Date:7/18/2020 No Hours: 5hrs yearly No Hours during trading: Duties: no land lord responsibilities other than receiving rent. Name of the other business Rental Property 1 Investment-related No Address of the other business Layton, UT Nature of the other business Private home rental property Your position Owner Title, or relationship with the other business Owner Start date of your relationship August 2019 Approximate number of hours/months you devote to the other business Less than 5/year Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other business Receive rent Payment I*: 2236278Entity Type: For ProfitName of OBA: Bowden Industrial Holdings 2 LLCAddress: Silver City, NM 88062Investment Related: NoPosition, Title, Association: ownerEmployee Start Date: 03/17/2025Number of Hours: 5hrs annuallyNumber of Hours during trading: 0Duties: I am purchasing another rental property, and am putting it in the name of my LLC. I*: 2575271Entity Type: CharitableName of OBA: Coral Gables Senior High School PTSAAddress: Coral Gables, FL 33146Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 8/14/2025Number of Hours: 2 hrs wklyNumber of Hours during trading: 0 Duties: It's the local high school my daughter is attending. Assist the president in her duties. I*, 2929358Entity Type: Name of OBA: ChamberSouthAddress: South Miami, Florida33143Investment Related: noPosition, Title, Association: Board MemberEmployee Start Date: 10/13/2025No Hours: 3 hours per weekNo Hours during trading: 0 Duties: To connect with local businesses and grow your network in South Miami-Dade County. To serve as a board member. This requires me to attend monthly board meetings and attend regular chamber meetings. I would attend monthly board meetings and I'm expected to attend networking events the chamber hosts. The monthly board meetings consist of planning the networking events aimed to create community engagement and facilitate local businesses in connecting with each other. I*4475267, Entity Type: Entity For Profit, Name of OBA: ReadyBrands LLC, Address: Miami, Florida, 33155, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 04/21/2026, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: help ensure my daughter stays compliant and sign things she's not able to as a minor, my daughter will make frozen ice cream mixes for people to buy.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-18 |
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