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Current Employers
One Capital Management, Llc

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-28
  • CA RA
    APPROVED
    Since 2024-08-28

Branch Locations

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
One Capital Management, Llc Westlake Village CA 07/2024 Present
Ambry Genetics Laguna CA 06/2023 08/2023
Redica Systems Pleasanton CA 05/2022 05/2023
Student Pleasanton CA 08/2014 05/2023
Chapman University Orange CA 08/2023 07/2024
  • 07/2024 → Present
    Westlake Village, CA
  • 06/2023 → 08/2023
    Ambry Genetics
    Laguna, CA
  • 05/2022 → 05/2023
    Redica Systems
    Pleasanton, CA
  • 08/2014 → 05/2023
    Student
    Pleasanton, CA
  • 08/2023 → 07/2024
    Chapman University
    Orange, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-28
  • S65 Uniform Investment Adviser Law Examination
    2024-08-28

View on SEC IAPD

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