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Tomokazu Oba

Neuberger Berman Bd LLC

Chicago, IL

Chicago, IL

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-22
NY RA APPROVED 2024-08-22
  • IL RA
    APPROVED
    Since 2024-08-22
  • NY RA
    APPROVED
    Since 2024-08-22

Branch Locations

Chicago, IL • United States

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Investment Advisers Llc Chicago IL 07/2024 Present
Neuberger Berman East Asia Tokyo 09/2022 07/2024
Daiwa Asset Management Tokyo 10/2007 08/2022
  • 07/2024 → Present
    Neuberger Berman Investment Advisers Llc
    Chicago, IL
  • 09/2022 → 07/2024
    Neuberger Berman East Asia
    Tokyo
  • 10/2007 → 08/2022
    Daiwa Asset Management
    Tokyo
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-01-11
  • S63 Uniform Securities Agent State Law Examination
    2025-01-11
Designations

View on SEC IAPD

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