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Current Employers
Compass Financial Management Llc

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-14
  • FL RA
    APPROVED
    Since 2025-05-14

Branch Locations

St. Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc. New York NY 08/2024 Present
Northrop Grumman Corporation Tampa FL 06/2021 04/2025
Defense Intelligence Agency Washington DC 02/2021 06/2021
Patriot Group International Warrenton VA 04/2014 02/2021
  • 08/2024 → Present
    New York, NY
  • 06/2021 → 04/2025
    Northrop Grumman Corporation
    Tampa, FL
  • 02/2021 → 06/2021
    Defense Intelligence Agency
    Washington, DC
  • 04/2014 → 02/2021
    Patriot Group International
    Warrenton, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-27
  • S66 Uniform Combined State Law Examination
    2025-03-27

View on SEC IAPD

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