Joanne Elizabeth Sweetman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2026-04-06

MI RA
APPROVED

Since 2026-04-06

Branch Locations

Grand Rapids, MI • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sweetman Advisory Services Llc	Grand Rapids	MI	10/2013	Present
Lpl Enterprise	Grand Rapids	MI	01/2025	03/2026
Lpl Financial	Grand Rapids	MI	04/2026	Present

10/2013 → Present

Sweetman Advisory Services Llc

Grand Rapids, MI
01/2025 → 03/2026

Lpl Enterprise

Grand Rapids, MI
04/2026 → Present

Lpl Financial

Grand Rapids, MI

Previous Registrations

2025-01-22 → 2026-04-15

Lpl Enterprise, Llc

Grand Rapids, MI

Other Businesses

1. 04/2026 - Sweetman Advisory Services - Tax Prep/Accounting/CPA - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Grand Rapids, MI, 49546 - OBA Start Date: 10/01/2013

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2026-02-13

S63 Uniform Securities Agent State Law Examination

2026-02-13

Designations

Certified Financial Planner

Other Names

Joanne Sweetman
Joanne Boerkoel

View on SEC IAPD