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Wealth Enhancement Advisory Services, LLC CRD 116407
$122B regulatory AUM 327 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-12-01 |
| TX | RA | APPROVED | 2021-12-01 |
Branch Locations
4521 Sharon Rd Suite 400, Charlotte, NC 28211 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carroll Financial Associates, Inc. | Charlotte | NC | 11/2014 | 11/2021 |
| Cetera Advisor Networks, Llc | El Segundo | CA | 11/2014 | 11/2021 |
| Lpl Financial, Llc | Charlotte | NC | 11/2021 | 06/2025 |
| Wealth Enhancement Advisory Services Llc | Charlotte | NC | 11/2021 | Present |
| Wealth Enhancement Group | Charlotte | NC | 11/2021 | Present |
| Wealth Enhancement Brokerage Services | Charlotte | NC | 12/2021 | Present |
12/16/2021 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Wealth Enhancement Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. 11/27/2023 - Mecklenburg County BOE - Non Inv Related - Charlotte, NC - Other - Election Day Poll Worker - Start Date: 11/7/2023 - 16 Hrs/Mo; 7 Hrs During Trading 03/10/2025 - EMILY REIDENOUER - Not Investment Related - Other - Farm/Agriculture - Rockwell, Iowa - Start Date: 03/01/2025 - 25 Hrs/Mth - 5 Hrs During Trading. Wealth Enhancement Group - Non-Investment Related - Charlotte, NC - Fixed Insurance - Financial Advisor - Start Date: 10/2025 - 1 Hour Spent Per Month, 1 Hour Spent During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-05 |
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