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Andrew Wayne Hayes

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 7972903

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-06-30
  • CO RA
    APPROVED
    Since 2026-06-30

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Colorado Golf Club Parker CO 04/2022 10/2022
Charles Schwab Lone Tree CO 09/2024 Present
Full Time Education Denver CO 01/2016 05/2024
Unemployed Highlands Ranch CO 05/2024 08/2024
  • 04/2022 → 10/2022
    Colorado Golf Club
    Parker, CO
  • 09/2024 → Present
    Charles Schwab
    Lone Tree, CO
  • 01/2016 → 05/2024
    Full Time Education
    Denver, CO
  • 05/2024 → 08/2024
    Unemployed
    Highlands Ranch, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-30
S63 Uniform Securities Agent State Law Examination 2026-04-07
  • S65 Uniform Investment Adviser Law Examination
    2026-06-30
  • S63 Uniform Securities Agent State Law Examination
    2026-04-07

View on SEC IAPD

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