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Joseph Philip Tartaglini

J.P. Morgan Securities LLC

Reno, NV

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-09-21
NV RA APPROVED 2017-08-30
TX RA APPROVED 2017-08-18
  • CA RA
    APPROVED
    Since 2017-09-21
  • NV RA
    APPROVED
    Since 2017-08-30
  • TX RA
    APPROVED
    Since 2017-08-18

Branch Locations

18300 Wedge Pkwy, Reno, NV 89511 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Reno NV 02/2012 08/2017
Bank Of America, N.A. Reno NV 02/2012 08/2017
J.P. Morgan Securities Llc Reno NV 08/2017 Present
Jpmorgan Chase Bank, N.A. Reno NV 08/2017 Present
Previous Registrations
  • 2012-03-27 → 2017-08-23
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Reno, NV
    Long Beach, CA
    Reno, NV
    Lakewood, CA
    New York, NY
    Lakewood, CA
    Long Beach, CA
    Livermore, CA
    Reno, NV
    Las Vegas, NV
    Reno, NV
    Reno, NV
    Sparks, NV
    Sparks, NV
  • 2009-05-26 → 2012-03-01
    First Allied Securities, Inc.
    City Of Industry, CA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-21
S63 Uniform Securities Agent State Law Examination 2005-06-22
  • S65 Uniform Investment Adviser Law Examination
    2007-03-21
  • S63 Uniform Securities Agent State Law Examination
    2005-06-22
Other Names
  • Joseph Tartaglini
  • Joseph Philip Tartaglini
  • Joseph Philip Tartaglini
  • Joseph P Tartaglini

View on SEC IAPD

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