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James Arellano

Vanderbilt Advisory Services

Rochester, NY

Woodbury, NY

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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-19
  • NY RA
    APPROVED
    Since 2025-05-19

Branch Locations

755 Jefferson Rd, 2Nd Floor Suite 200, Rochester, NY 14623 • United States

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The University Of Tampa Tampa FL 01/2021 05/2024
Finger Lakes Community College Canandaigua NY 09/2020 12/2020
The Retirement Optimization Group Rochester NY 08/2024 Present
Greece Athena High School Greece NY 09/2016 04/2017
Victor Central High School Victor NY 05/2017 05/2020
Unemployed Victor NY 06/2020 08/2020
Unemployed Victor NY 06/2024 07/2024
  • 01/2021 → 05/2024
    The University Of Tampa
    Tampa, FL
  • 09/2020 → 12/2020
    Finger Lakes Community College
    Canandaigua, NY
  • 08/2024 → Present
    The Retirement Optimization Group
    Rochester, NY
  • 09/2016 → 04/2017
    Greece Athena High School
    Greece, NY
  • 05/2017 → 05/2020
    Victor Central High School
    Victor, NY
  • 06/2020 → 08/2020
    Unemployed
    Victor, NY
  • 06/2024 → 07/2024
    Unemployed
    Victor, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-19
S63 Uniform Securities Agent State Law Examination 2025-04-21
  • S66 Uniform Combined State Law Examination
    2025-05-19
  • S63 Uniform Securities Agent State Law Examination
    2025-04-21

View on SEC IAPD

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JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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