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Dawkin Alexander Erceg

LPl Enterprise, LLC

Superior, WI

St Cloud, MN

St Louis Park, MN

CRD 7972663

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-08-31
MN RA APPROVED 2024-11-14
  • WI RA
    APPROVED
    Since 2026-08-31
  • MN RA
    APPROVED
    Since 2024-11-14

Branch Locations

1810 N 16Th Street Suite 2, Superior, WI 54880 • United States

14 North 7Th Avenue, St Cloud, MN 56303 • United States

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. St. Louis Park MN 07/2024 11/2024
Uber Inc St. Cloud MN 03/2024 Present
Doordash Inc St. Cloud MN 03/2024 Present
Unemployed St. Cloud MN 07/2023 03/2024
Daktronics Inc Brookings SD 12/2021 07/2023
Doordash Inc Brookings SD 09/2020 10/2021
Unemployed Brookings SD 10/2021 12/2021
Unemployed Duluth MN 06/2020 09/2020
T-Mobile Duluth MN 01/2020 06/2020
University Of Minnesota, Duluth Duluth MN 09/2018 06/2020
North Dakota State University Fargo ND 08/2017 05/2018
Minnesota Department Of Transportation Duluth MN 05/2017 08/2017
Unemployed Duluth MN 12/2016 05/2017
Vassar College Poughkeepsie NY 08/2016 12/2016
Minnesota Depertment Of Transportation Duluth MN 05/2018 09/2018
The Prudential Insurance Company Of America St Louis Park MN 10/2024 Present
Lpl Enterprise, Llc St. Louis Park MN 11/2024 Present
  • 07/2024 → 11/2024
    St. Louis Park, MN
  • 03/2024 → Present
    Uber Inc
    St. Cloud, MN
  • 03/2024 → Present
    Doordash Inc
    St. Cloud, MN
  • 07/2023 → 03/2024
    Unemployed
    St. Cloud, MN
  • 12/2021 → 07/2023
    Daktronics Inc
    Brookings, SD
  • 09/2020 → 10/2021
    Doordash Inc
    Brookings, SD
  • 10/2021 → 12/2021
    Unemployed
    Brookings, SD
  • 06/2020 → 09/2020
    Unemployed
    Duluth, MN
  • 01/2020 → 06/2020
    T-Mobile
    Duluth, MN
  • 09/2018 → 06/2020
    University Of Minnesota, Duluth
    Duluth, MN
  • 08/2017 → 05/2018
    North Dakota State University
    Fargo, ND
  • 05/2017 → 08/2017
    Minnesota Department Of Transportation
    Duluth, MN
  • 12/2016 → 05/2017
    Unemployed
    Duluth, MN
  • 08/2016 → 12/2016
    Vassar College
    Poughkeepsie, NY
  • 05/2018 → 09/2018
    Minnesota Depertment Of Transportation
    Duluth, MN
  • 10/2024 → Present
    The Prudential Insurance Company Of America
    St Louis Park, MN
  • 11/2024 → Present
    St. Louis Park, MN
Previous Registrations
Other Businesses

1)01/29/2025-Walker Creek Financial Group-DBA for LPL Business (entity for LPL business)-Inv. Related-At reported business location(s)-Start date 01/21/2025-160hrs/mth-120hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-09
  • S66 Uniform Combined State Law Examination
    2024-10-09
Other Names
  • Dawkin Erceg

View on SEC IAPD

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