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38 Fountain Square Plaza, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-02 |
| GA | RA | APPROVED | 2025-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Atlanta | GA | 01/2013 | 12/2025 |
| Cetera Investment Services Llc | St.CLoud | MN | 10/2015 | 12/2025 |
| Fifth Third Wealth Advisors Llc | Atlanta | GA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-10 |
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