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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Black And Veatch | Owasso | OK | 04/2023 | Present |
| Fsb Architects + Engineers | Tulsa | OK | 03/2022 | 04/2023 |
| Mpw Engineering | Tulsa | OK | 04/2021 | 03/2022 |
| Fluor Idaho Llc | Idaho Falls | ID | 05/2020 | 04/2021 |
| Phillips 66 | Bartlesville | OK | 05/2019 | 08/2019 |
| Idaho Falls | Idaho Falls | ID | 05/2018 | 08/2018 |
| Oklahoma State University | Stillwater | OK | 01/2018 | 05/2018 |
| Gfs Texas | Dallas | TX | 05/2017 | 08/2017 |
| Oklahoma State University | Stillwater | OK | 08/2015 | 12/2019 |
| Red Dirt Baseball | Stillwater | OK | 01/2016 | 05/2017 |
| Unemployed | Owasso | OK | 12/2019 | 05/2020 |
| Ys Asset Management | Duncan | OK | 09/2024 | Present |
| Cetera Advisor Networks | El Segundo | CA | 08/2024 | 09/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2025 | Present |
1. NAME OF OTHER BUSINESS: BLACK AND VEATCH INVESTMENT RELATED: NO ADDRESS: 7412 EAST 89TH PLACE NORTH OWASSO OK NATURE OF BUSINESS: FIRE PROTECTION START DATE: 04/2023 POSITION/TITLE/RELATIONSHIP: FIRE PROTECTION ENGINEER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: I DEVELOP FIRE PROTECTION DESIGNS FOR MULTIPLE TYPES OF INDUSTRIAL FACILITIES; 2. NAME OF OTHER BUSINESS: YS ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-10 |
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