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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-26 |
Branch Locations
1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Downers Grove | IL | 07/2024 | 11/2024 |
| Capital One | Downers Grove | IL | 06/2019 | 06/2024 |
| Enterprise | Palatine | IL | 11/2012 | 05/2019 |
| The Prudential Insurance Company Of America | Downers Grove | IL | 10/2024 | Present |
| Lpl Enterprise, Llc | Downers Grove | IL | 11/2024 | Present |
1) 07/16/2025-Liquid Wealth Advisors-Vice President-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/14/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-14 |
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