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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank, N.A. | Concord | NC | 09/2021 | Present |
| The Childrens Place | Concord | NC | 05/2015 | 03/2024 |
| Lane Bryant | Concord | NC | 08/2023 | 11/2023 |
| Fifth Third Securities, Inc. | Concord | NC | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2025-02-10 |
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