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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-29
  • NC RA
    APPROVED
    Since 2025-04-29

Branch Locations

1608 Galleria Blvd, Charlotte, NC 28270 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank, N.A. Concord NC 09/2021 Present
The Childrens Place Concord NC 05/2015 03/2024
Lane Bryant Concord NC 08/2023 11/2023
Fifth Third Securities, Inc. Concord NC 08/2024 Present
  • 09/2021 → Present
    Fifth Third Bank, N.A.
    Concord, NC
  • 05/2015 → 03/2024
    The Childrens Place
    Concord, NC
  • 08/2023 → 11/2023
    Lane Bryant
    Concord, NC
  • 08/2024 → Present
    Concord, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-29
S63 Uniform Securities Agent State Law Examination 2025-02-10
  • S65 Uniform Investment Adviser Law Examination
    2025-04-29
  • S63 Uniform Securities Agent State Law Examination
    2025-02-10

View on SEC IAPD

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