Michael Anthony Soto

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-08
NJ	RA	APPROVED	2025-01-07

TX RA
APPROVED

Since 2025-01-08
NJ RA
APPROVED

Since 2025-01-07

Branch Locations

Jackson, NJ • United States

101 Crawfords Corner Rd Ste 1311, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Holmdel	NJ	09/2024	Present
Freehold Dodge	Freehold	NJ	10/2022	08/2024
Pf Changs China Bistro	Freehold	NJ	03/2018	08/2022
Char Steakhouse	Red Bank	NJ	05/2022	08/2022
Brio Italian Grille	Freehold	NJ	11/2018	06/2019
Brandywine Assisted Living	Howell	NJ	05/2016	03/2018
Freehold Boro Highschool	Freehold	NJ	09/2014	06/2017

09/2024 → Present

Ameriprise Financial Services, Llc

Holmdel, NJ
10/2022 → 08/2024

Freehold Dodge

Freehold, NJ
03/2018 → 08/2022

Pf Changs China Bistro

Freehold, NJ
05/2022 → 08/2022

Char Steakhouse

Red Bank, NJ
11/2018 → 06/2019

Brio Italian Grille

Freehold, NJ
05/2016 → 03/2018

Brandywine Assisted Living

Howell, NJ
09/2014 → 06/2017

Freehold Boro Highschool

Freehold, NJ

Other Businesses

Outside Employment; DGAM LLC; Associate Financial Advisor and I receive compensation via the LLC; Manage advisory business; 101 Crawfords Corner Rd suite 1311, , Holmdel, NJ, 07733; Investment-Related; 01/08/2025; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-15

S66 Uniform Combined State Law Examination

2024-11-15

View on SEC IAPD