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Joseph James Springer

Cetera Investment Advisers LLC

Elysburg, PA

CRD 4963084

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • PA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

4A E. Market St., Elysburg, PA 17824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Elysburg PA 05/2005 09/2025
Joseph Springer Elysburg PA 01/2005 Present
Avantax Advisory Services Elysburg PA 01/2007 09/2025
Petersen Internatinal Underwriters Valencia CA 03/2016 Present
Avantax Insurance Services, Llc Elysburg TX 10/2018 09/2025
Rental Real Estate Elysburg PA 01/2019 Present
Ralpho Township Elysburg PA 11/2007 Present
Roadarmel Springer Llc Elysburg PA 07/2005 Present
Cetera Wealth Services, Llc Elysburg PA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/2005 → 09/2025
    Avantax Investment Services, Inc.
    Elysburg, PA
  • 01/2005 → Present
    Joseph Springer
    Elysburg, PA
  • 01/2007 → 09/2025
    Avantax Advisory Services
    Elysburg, PA
  • 03/2016 → Present
    Petersen Internatinal Underwriters
    Valencia, CA
  • 10/2018 → 09/2025
    Avantax Insurance Services, Llc
    Elysburg, TX
  • 01/2019 → Present
    Rental Real Estate
    Elysburg, PA
  • 11/2007 → Present
    Ralpho Township
    Elysburg, PA
  • 07/2005 → Present
    Roadarmel Springer Llc
    Elysburg, PA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Elysburg, PA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-01-08 → 2025-09-05
    Avantax Advisory Services
    Elysburg, PA
Other Businesses

1) Petersen International Underwriters~'NIR'~23929 Valencia Blvd 2nd Floor~Valencia~CA~91355~Insurance Agent~Agent~3/28/2016~5hrs~5hrs~Sales 2) Ralpho Township~'NIR'~206 S Market St~Elysburg~PA~17824~Elected/Appointed Official~Employee~11/1/2007~30hrs~15hrs~Accounting, budgeting, grant writing and administration 3) Joseph Springer, CPA~'NIR'~4A E Mill St, PO Box 320~Elysburg~PA~17824~Accounting Services/Tax Preparation~Owner~7/1/2005~10hrs~10hrs~Accounting & consulting 4) Roadarmel Springer LLC~'NIR'~4A E Mill St, PO Box 320~Elysburg~PA~17824~Accounting Services/Tax Preparation~Owner~7/1/2005~80hrs~80hrs~Tax preparation and accounting 5) RENTAL REAL ESTATE DBA BARLEY JOE'S DBA SPRINGALOW POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 4 East Mill St, Elysburg PA 17824, United States DESCRIPTION: Own and maintain property records.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-06
  • S66 Uniform Combined State Law Examination
    2005-09-06

View on SEC IAPD

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