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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Elysburg | PA | 05/2005 | 09/2025 |
| Joseph Springer | Elysburg | PA | 01/2005 | Present |
| Avantax Advisory Services | Elysburg | PA | 01/2007 | 09/2025 |
| Petersen Internatinal Underwriters | Valencia | CA | 03/2016 | Present |
| Avantax Insurance Services, Llc | Elysburg | TX | 10/2018 | 09/2025 |
| Rental Real Estate | Elysburg | PA | 01/2019 | Present |
| Ralpho Township | Elysburg | PA | 11/2007 | Present |
| Roadarmel Springer Llc | Elysburg | PA | 07/2005 | Present |
| Cetera Wealth Services, Llc | Elysburg | PA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Petersen International Underwriters~'NIR'~23929 Valencia Blvd 2nd Floor~Valencia~CA~91355~Insurance Agent~Agent~3/28/2016~5hrs~5hrs~Sales 2) Ralpho Township~'NIR'~206 S Market St~Elysburg~PA~17824~Elected/Appointed Official~Employee~11/1/2007~30hrs~15hrs~Accounting, budgeting, grant writing and administration 3) Joseph Springer, CPA~'NIR'~4A E Mill St, PO Box 320~Elysburg~PA~17824~Accounting Services/Tax Preparation~Owner~7/1/2005~10hrs~10hrs~Accounting & consulting 4) Roadarmel Springer LLC~'NIR'~4A E Mill St, PO Box 320~Elysburg~PA~17824~Accounting Services/Tax Preparation~Owner~7/1/2005~80hrs~80hrs~Tax preparation and accounting 5) RENTAL REAL ESTATE DBA BARLEY JOE'S DBA SPRINGALOW POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 4 East Mill St, Elysburg PA 17824, United States DESCRIPTION: Own and maintain property records.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-06 |
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