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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
| MN | RA | APPROVED | 2025-08-06 |
Branch Locations
445 East Lake Street Suite 320, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Woodbury | MN | 01/2022 | 07/2025 |
| Wells Fargo Bank, Na | Woodbury | MN | 08/2024 | 07/2025 |
| Sam'S Club | Mankato | MN | 11/2020 | 12/2021 |
| Minnesota State University- Mankato | Mankato | MN | 08/2019 | 05/2023 |
| Bernicks | Waite Park | MN | 05/2019 | 08/2019 |
| Foley Public Schools | Foley | MN | 01/2014 | 05/2019 |
| Arisecares | Saint Cloud | MN | 04/2017 | 01/2021 |
| Morgan Stanley | Wayzata | MN | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-15 |
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