Bryan William Wickes

Ubs Financial Services Inc.

CRD 7212217

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2022-06-21
NY	RA	APPROVED	2022-02-04
NJ	RA	APPROVED	2020-06-03

CO RA
APPROVED

Since 2022-06-21
NY RA
APPROVED

Since 2022-02-04
NJ RA
APPROVED

Since 2020-06-03

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

370 17Th Street Suite 4100, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jdx Consulting	New York City	NY	06/2017	08/2017
Systematic Financial Management	Teaneck	NJ	06/2018	12/2019
Suny Oneonta	Oneonta	NY	07/2014	05/2018
Ubs Financial Services Inc.	Weehawken	NJ	01/2020	Present

06/2017 → 08/2017

Jdx Consulting

New York City, NY
06/2018 → 12/2019

Systematic Financial Management

Teaneck, NJ
07/2014 → 05/2018

Suny Oneonta

Oneonta, NY
01/2020 → Present

Ubs Financial Services Inc.

Weehawken, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-02

S66 Uniform Combined State Law Examination

2020-06-02

Other Names

Bryan Wickes

View on SEC IAPD

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