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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-05-29
TX RA APPROVED 2020-05-29
  • CA RA
    APPROVED
    Since 2020-05-29
  • TX RA
    APPROVED
    Since 2020-05-29

Branch Locations

7600 Dublin Blvd, Dublin, CA 94568 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Dublin CA 12/2019 Present
J.P. Morgan Securities Llc Dublin CA 12/2019 Present
Learning And Acadademic Resource Center (Ssu) Rohnert Park CA 10/2018 05/2019
Jpmorgan Chase Bank, N.A. Pleasanton CA 10/2015 06/2017
Sonoma State University Rohnert Park CA 08/2017 05/2019
Unemployed Tracy CA 06/2017 08/2017
Unemployed Tracy CA 05/2019 12/2019
Silent Mantis Llc Tracy CA 02/2024 Present
  • 12/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Dublin, CA
  • 12/2019 → Present
    Dublin, CA
  • 10/2018 → 05/2019
    Learning And Acadademic Resource Center (Ssu)
    Rohnert Park, CA
  • 10/2015 → 06/2017
    Jpmorgan Chase Bank, N.A.
    Pleasanton, CA
  • 08/2017 → 05/2019
    Sonoma State University
    Rohnert Park, CA
  • 06/2017 → 08/2017
    Unemployed
    Tracy, CA
  • 05/2019 → 12/2019
    Unemployed
    Tracy, CA
  • 02/2024 → Present
    Silent Mantis Llc
    Tracy, CA
Other Businesses

Entity Name: Silent Mantis LLC Investment related: No Address: Tracy CA, 95304 Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 02/14/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Sole Member LLC owned by myself and am operating Amazon FBA business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-27
  • S66 Uniform Combined State Law Examination
    2020-05-27

View on SEC IAPD

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