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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-27 |
| FL | RA | APPROVED | 2025-08-05 |
Branch Locations
900 Se Ocean Blvd, Ste 244, Stuart, FL 34994 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Louisiana State University | Baton Rouge | LA | 08/2016 | 05/2019 |
| Lpl Financial Llc | Lafayette | LA | 12/2019 | 12/2020 |
| Pinnacle Entertainment | Baton Rouge | LA | 01/2017 | 05/2018 |
| Buffalo Wild Wings | Lafayette | LA | 06/2015 | 01/2017 |
| Curbside Burgers | Baton Rouge | LA | 05/2018 | 08/2018 |
| Unemployed | Baton Rouge | LA | 06/2019 | 12/2019 |
| Florida Financial Advisors | Miami | FL | 01/2021 | 08/2025 |
| Trinity Wealth Securities L.L.C | Miami | FL | 01/2021 | 01/2025 |
| Lpl Financial Llc | Stuart | FL | 08/2025 | Present |
1) 08/04/2025 - Seth Sonnier - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 05/18/2025 - 2 Hrs/Mth - 1 Hrs During Trading. 2) 08/04/2025 - Initiative Wealth Planners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date: 05/18/2025 - 6 Hrs/Mth - 5 Hrs During Trading. 3) 10/24/2025 - Sonnier Brothers LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date: 10/03/2025 - 10 Hrs/Mth - 0 Hrs During Trading. 4) 07/06/2026 - Initiative Wealth Planners, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date: 06/15/2025 - 8 hours per month/ 2 hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-18 |
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