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Seth Michael Sonnier

LPl Financial LLC

Stuart, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-27
FL RA APPROVED 2025-08-05
  • TX RA
    APPROVED_RES
    Since 2026-04-27
  • FL RA
    APPROVED
    Since 2025-08-05

Branch Locations

900 Se Ocean Blvd, Ste 244, Stuart, FL 34994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Louisiana State University Baton Rouge LA 08/2016 05/2019
Lpl Financial Llc Lafayette LA 12/2019 12/2020
Pinnacle Entertainment Baton Rouge LA 01/2017 05/2018
Buffalo Wild Wings Lafayette LA 06/2015 01/2017
Curbside Burgers Baton Rouge LA 05/2018 08/2018
Unemployed Baton Rouge LA 06/2019 12/2019
Florida Financial Advisors Miami FL 01/2021 08/2025
Trinity Wealth Securities L.L.C Miami FL 01/2021 01/2025
Lpl Financial Llc Stuart FL 08/2025 Present
  • 08/2016 → 05/2019
    Louisiana State University
    Baton Rouge, LA
  • 12/2019 → 12/2020
    Lafayette, LA
  • 01/2017 → 05/2018
    Pinnacle Entertainment
    Baton Rouge, LA
  • 06/2015 → 01/2017
    Buffalo Wild Wings
    Lafayette, LA
  • 05/2018 → 08/2018
    Curbside Burgers
    Baton Rouge, LA
  • 06/2019 → 12/2019
    Unemployed
    Baton Rouge, LA
  • 01/2021 → 08/2025
    Florida Financial Advisors
    Miami, FL
  • 01/2021 → 01/2025
    Trinity Wealth Securities L.L.C
    Miami, FL
  • 08/2025 → Present
    Stuart, FL
Previous Registrations
Other Businesses

1) 08/04/2025 - Seth Sonnier - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 05/18/2025 - 2 Hrs/Mth - 1 Hrs During Trading. 2) 08/04/2025 - Initiative Wealth Planners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date: 05/18/2025 - 6 Hrs/Mth - 5 Hrs During Trading. 3) 10/24/2025 - Sonnier Brothers LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date: 10/03/2025 - 10 Hrs/Mth - 0 Hrs During Trading. 4) 07/06/2026 - Initiative Wealth Planners, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date: 06/15/2025 - 8 hours per month/ 2 hours During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-18
  • S66 Uniform Combined State Law Examination
    2020-11-18

View on SEC IAPD

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