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6330 Sprint Pkwy Suite 400, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-07-20 |
Branch Locations
6330 Sprint Pkwy Suite 400, Overland Park, KS 66211 • United States
2120 Foothill Blvd Ste 200, La Verne, CA 91750 • United States
21 Miller Alley, Suite 210, Pasadena, CA 91103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cona Investment Advisors, Llc (154483) | La Verne | CA | 07/2010 | 08/2018 |
| Ind. Insurance Agent | La Verne | CA | 05/2005 | Present |
| Change Path, Llc | Pasadena | CA | 07/2018 | Present |
1)FIXED INSURANCE SALES. INVESTMENT RELATED. LA VERNE, CA. STARTED 05/2005 / FIXED INSURANCE SALES / 20 HRS/MTH DURING TRADING 20 HRS 2) COBBLESTONE APPLIED RESEARCH & EVALUATION INC. BUSINESS CONSULTANT. LA VERNE, CA. NOT INVESTMENT RELATED. COBBLESTONE PROVIDES PROGRAM EVALUATION AND SOCIAL SCIENCE RESEARCH IN THE FIELD OF EDUCATION. MR. EDDY PROVIDES CONSULTATION TO THE FIRM AND EMPLOYEES TO SUPPORT THE DEVELOPMENT OF LEADERSHIP SKILLS AND IMPROVEMENT OF BUSINESS PROCESSES THROUGHOUT THE ORGANIZATION. STARTED 08/08. 11-20 HOURS/MONTH (6-10 DURING BUSINESS HOURS). 3) SIERRA LA VERNE HOA. VICE PRESIDENT. LA VERNE, CA. NOT INVESTMENT RELATED. HOMEOWNERS ASSOCIATION. RESPONSIBLE FOR ATTENDING HOA BOARD MEETINGS AND VOTING ON HOA ISSUES. STARTED 12/13. 1-5 HOURS/MONTH (1-5 DURING BUSINESS HOURS). 4) REEBROKER GROUP. REAL ESTATE AGENT. OCEANSIDE, CA. SALES OF REAL ESTATE OR REFERRAL TO OTHER AGENTS. NOT INVESTMENT RELATED. STARTED 03/09. 1-5 HOURS/MONTH (1-5 DURING BUSINESS HOURS). 5) FACTOR FOUR, LLC. MANAGING MEMBER. PASADENA, CA. RESPONSIBLE FOR THE OVERSIGHT OF THE COMPANY WHICH IS A HOLDING COMPANY FOR CERTAIN DIGITAL ASSETS/BRANDS THAT MAY BE DEPLOYED OR SOLD IN THE FUTURE. NOT INVESTMENT RELATED. STARTED 05/17. 1-5 HOURS/MONTH (1-5 DURING BUSINESS HOURS).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-09 |
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