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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-12-01
  • NY RA
    APPROVED
    Since 2023-12-01

Branch Locations

125 High St Ste 1359A, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eagle Dock Community Park Cold Spring Harbor NY 06/2014 07/2017
Lloyd Harbor Village Park Lloyd Harbor NY 06/2017 12/2019
Alex Brown New York NY 12/2019 06/2021
Alex Brown - Raymond James New York NY 06/2021 09/2022
Providence College Providence RI 08/2017 05/2021
Raymond James & Associates, Inc. Boston MA 09/2022 11/2023
Wells Fargo Clearing Services, Llc New York NY 11/2023 Present
  • 06/2014 → 07/2017
    Eagle Dock Community Park
    Cold Spring Harbor, NY
  • 06/2017 → 12/2019
    Lloyd Harbor Village Park
    Lloyd Harbor, NY
  • 12/2019 → 06/2021
    Alex Brown
    New York, NY
  • 06/2021 → 09/2022
    Alex Brown - Raymond James
    New York, NY
  • 08/2017 → 05/2021
    Providence College
    Providence, RI
  • 09/2022 → 11/2023
    Boston, MA
  • 11/2023 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-30
  • S66 Uniform Combined State Law Examination
    2021-09-30
Other Names
  • Henry G Hubbell

View on SEC IAPD

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