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Oscar Romeo S Baum

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-02
  • TX RA
    APPROVED
    Since 2022-05-02

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 08/2020 Present
Pat's Liquor Leaf, & Wine Sanford FL 04/2020 07/2020
University Of Central Florida Orlando FL 06/2016 05/2020
Westshore Financial Group Lake Mary FL 01/2020 04/2020
University Of Central Florida Orlando FL 09/2018 12/2019
University Of Central Florida Orlando FL 06/2017 09/2017
Charles Schwab Bank, Ssb Westlake TX 01/2022 Present
  • 08/2020 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 04/2020 → 07/2020
    Pat's Liquor Leaf, & Wine
    Sanford, FL
  • 06/2016 → 05/2020
    University Of Central Florida
    Orlando, FL
  • 01/2020 → 04/2020
    Westshore Financial Group
    Lake Mary, FL
  • 09/2018 → 12/2019
    University Of Central Florida
    Orlando, FL
  • 06/2017 → 09/2017
    University Of Central Florida
    Orlando, FL
  • 01/2022 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-19
  • S66 Uniform Combined State Law Examination
    2021-07-19
Designations
Other Names
  • Oscar Romeo S Baum
  • Oscar Romeo Stibbe

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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