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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-01-08 |
| WA | RA | APPROVED | 2024-08-28 |
| GA | RA | APPROVED | 2021-05-13 |
| SC | RA | APPROVED | 2021-05-12 |
| VA | RA | APPROVED | 2021-05-12 |
| NC | RA | APPROVED | 2020-11-06 |
Branch Locations
6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Charlotte | NC | 12/2019 | Present |
| Retired | Charlotte | NC | 08/2018 | 12/2019 |
| Bermuda Sands Apparel | Charlotte | NC | 08/2016 | 08/2018 |
| Park Avenue Securities, Llc | Charlotte | NC | 03/2020 | Present |
1) INSURANCE OTHER THAN GUARDIAN, START DATE: 01/06/2020, ADDRESS: 6115 Park South Dr. Suite 200 Charlotte, NC 28210, 5 total hours per month, 5 during securities trading hours, INVESTMENT RELATED, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-29 |
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